Compliance Officer
South Africa | Full-time
Responsibilities
- Ensure ongoing compliance with FSCA, FAIS, and FMA regulations
- Support the company through the license application and approval processes
- Maintain and update internal compliance policies, procedures, and manuals
- Monitor regulatory changes and provide strategic recommendations to internal stakeholders
- Prepare and submit compliance reports and regulatory filings on time
- Conduct internal compliance audits and risk assessments
- Serve as the key liaison with South African regulators and other external stakeholders
- Train internal teams on compliance obligations and best practices
- Assist in setting up compliance infrastructure from scratch, including systems and controls
Requirements
- Proven experience in a compliance role within a regulated financial institution (FSP, ODP, or similar)
- Understanding of brokerage operations and financial instruments
- Strong knowledge of the South African financial regulatory framework, especially FSCA, FAIS, and FMA
- Experience supporting or leading license application processes
- Proactive, independent, and flexible approach to problem-solving
- Strong attention to detail and high ethical standards
- Excellent communication skills with fluency in English
Will be a plus
- Legal or compliance certifications (e.g., RE1, RE3, CISA, CAMS)
- Experience working in international or multi-jurisdictional financial firms
- Understanding of brokerage operations and financial instruments
- Familiarity with compliance automation tools or RegTech platforms
We offer
- 15 days of paid vacation per year
- 10 days of paid sick leave per year
- 10 paid public holidays
- Annual medical allowance
- Budget for professional development
- Language learning support
- Wellness budget (gym membership, sports equipment, and related expenses)