Compliance Officer
Office, Seychelles | Full-time
Responsibilities
- Develop, maintain and periodically review the Compliance Manual, AML/CFT programms, and internal policies to ensure alignment with the FSA requirements;
- Coordinating operational activities aiming to maintain compliance with legal requirements;
- Identifying any compliance issues or risk of failure and timely reporting to the Board of Directors;
- Preparing and submitting relevant reports to the Board of Directors and regulatory bodies;
- Responding to FSA/FIU queries;
- Analyzing regulatory developments, new compliance legislation and market developments;
- Enforcing organization compliance standards, policies and procedures;
- Providing guidance to the company’s employees on subjects related to regulatory compliance, Money Laundering and Terrorist Financing;
- Conducting compliance monitoring of clients and third parties KYC;
- Reviewing agreements with clients and 3rd parties to ensure compliance with regulatory requirements;
- Reviewing marketing materials and monitoring of company’s website to ensure compliance with regulatory requirements;
- Investigating clients complaints.
Requirements
- Expert knowledge of the FSA Act, AML/CFT Act 2020, FSA Codes & Guidelines, and sector-specific laws;
- Bachelor’s degree in Finance, Business Administration, Law or a related field;
- Minimum two years experience in compliance within Security Dealer or financial insitution;
- Strong risk-assessment, investigative and problem-solving capability;
- Excellent skills in document and process formation;
- Meticulous attention to detail with ability to meet tight deadlines.
- Diploma-level professional qualification in Compliance or AML (e.g., ICA, ACAMS, CISI) will be a plus.
We offer
- 21 paid sick leave days per year;
- 21 paid days of annual leave per year;
- 11 public holidays according to current legislation;
- Medical budget;
- Professional education budget;
- Language learning budget;
- Wellness budget (gym membership, sports gear and related expenses);
- Modern office in Providence Area with new equipment.