Compliance Manager
Remote, Europe | Full-time
Responsibilities
- Ensuring that the company has adequate policies, procedures, systems and controls in place to comply with the regulations
- Monitoring the adequacy and effectiveness of the measures, procedures and systems of the company
- Developing and implementing of compliance monitoring program and ensuring it effectively responds to new developments in regulatory requirements
- Performing an effective KYC, CDD, and EDD process
- Providing guidance, advice, and training to the company’s staff
- Periodically revising all company’s policies and procedures
- Communicating new regulatory requirements and emanating measures that need to be taken
- Performing annual and ad-hoc due diligence checks and AML/CFT risk assessments on the company’s counterparties and clients
- Handling clients’ complaints and maintaining Complaints Registry
- Comply with AML/CFT controls including SARs, STRs and other related filings to the authorities
- Monitor accounts for suspicious transactions, potential fraud, and/or criminal activity
- Identify and assess complex compliance and business risks, devise strategies to mitigate potentially adverse compliance and regulatory actions, and share detailed risk assessments and compliance reports with senior management
- Quarterly and annual reporting on the above to the management and Regulators
Requirements
- At least 2 years working experience as Compliance officer/ AML manager in brokerage company
- Previous experience in a similar role
- Excellent spoken and written English communication skills
- Degree in law, finance, or economic
- Deep understanding of Compliance, AML/CFT, KYC, KYT processes
- Good knowledge on provisions of regulations, laws, directives in AML
- High level of attention to detail and adherence to established procedures
We offer
- 10 paid sick leave days per year
- 20 paid vacation days per year
- Public holidays according to current legislation
- Medical insurance for employees
- Compensation for professional education and learning English
- Compensation for a sports subscription or sports equipment